10-K 2026-08-17 ↗ compared with the previous 10-K 10-K 2025-08-19 ↗
Technical events and factor profile →
Lumentum warns of potential defaults on its Credit Agreement and convertible notes due to market fluctuations and liquidity issues.
| After the 10-K | 1 session | 5 sessions | 20 sessions |
|---|---|---|---|
| LITE | +4.6% | -6.4% | -9.8% |
| Nasdaq-100 (QQQ) | -0.2% | -2.4% | -3.0% |
| Difference | +4.8% | -4.0% | -6.8% |
From the close before the filing. Historical data, not a prediction.
Our Credit Agreement contains various customary events of default that include, among others, non-payment of principal, interest or fees, inaccuracy of representations and warranties, breach of covenants, cross default to certain other indebtedness, bankruptcy and insolvency events, material judgments and events constituting a change of control, subject to thresholds and cure periods as set forth in the Credit Agreement. Upon the occurrence and during the continuance of an event of default, the Lenders may terminate their commitments and accelerate our obligations under the Credit Agreement and may exercise certain other rights and remedies provided for under the Credit Agreement, the other loan documents and applicable law. If there were outstanding borrowings under the Credit Agreement that were accelerated, we may not have sufficient cash on hand or be able to borrow sufficient funds to refinance the debt or sell sufficient assets to repay the debt, which could immediately adversely affect our business, cash flows, results of operations, and financial condition.
| Jun 26 | Mar 26 | Dec 25 | Sep 25 | Jun 25 | |
|---|---|---|---|---|---|
| Revenue | $1.0B | $808M | $666M | $534M | $481M |
| YoY growth | +109.3% | +90.1% | +65.5% | +58.4% | — |
| Gross margin | 47.4% | 44.2% | 36.1% | 34.0% | 33.3% |
| Operating margin | 27.8% | 21.6% | 9.7% | 1.3% | -1.7% |
| Net income | -$7.2B | $144M | $78M | $4M | $213M |
| Diluted EPS | -95.40 | 1.50 | 0.89 | 0.05 | 3.10 |
XBRL data filed with the SEC. The fourth fiscal quarter is calculated as the full year minus the previous three quarters.
0 = the lowest in the universe, 100 = the highest. It describes how the stock has behaved, not whether to buy or sell it. Screen stocks by factors
Similar than in the previous 10-K (2025-08-19: -5, +4 points)
10-K of 2026-08-17 · 13.4% positive sentences, 14.9% negative · 328 sentences analysed
Index from −100 to +100 calculated with FinBERT on the results discussion (MD&A). The change matters more than the level: some sectors always sound more cautious.
| Bridgewater Associates · Ray Dalio
held since Q3 2025 |
0.1% | $16.0M | +220% |
| Tiger Global · Chase Coleman | — | sold | |
| Duquesne Family Office · Stanley Druckenmiller | — | sold |
Weight in each fund's portfolio and change vs. the previous quarter, from its latest 13F.
All material events for LITE →
| 2026-10-01 | Ali Wajid · CFO | Sell (10b5-1 plan) | $25.7M | SEC ↗ |
| 2026-09-29 | Wupen Yuen · President | Sell (10b5-1 plan) | $290K | SEC ↗ |
| 2026-09-28 | Wupen Yuen · President | Sell (10b5-1 plan) | $474K | SEC ↗ |
| 2026-09-25 | Wupen Yuen · President | Sell (10b5-1 plan) | $468K | SEC ↗ |
| 2026-09-24 | Wupen Yuen · President | Sell (10b5-1 plan) | $461K | SEC ↗ |
| 2026-09-23 | Wupen Yuen · President | Sell (10b5-1 plan) | $473K | SEC ↗ |
| 2026-09-22 | Wupen Yuen · President | Sell (10b5-1 plan) | $468K | SEC ↗ |
| 2026-09-21 | Wupen Yuen · President | Sell (10b5-1 plan) | $480K | SEC ↗ |
| 2026-09-18 | Wupen Yuen · President | Sell (10b5-1 plan) | $460K | SEC ↗ |
| 2026-09-17 | Wupen Yuen · President | Sell (10b5-1 plan) | $467K | SEC ↗ |
| 2026-09-16 | Wupen Yuen · President | Sell (10b5-1 plan) | $428K | SEC ↗ |
| 2026-09-15 | Wupen Yuen · President | Sell (10b5-1 plan) | $421K | SEC ↗ |
| 2026-09-14 | Wupen Yuen · President | Sell (10b5-1 plan) | $431K | SEC ↗ |
| 2026-09-11 | Wupen Yuen · President | Sell (10b5-1 plan) | $472K | SEC ↗ |
Source: SEC EDGAR. Automatic comparison of the risk factors section; it may contain extraction errors. Always check the original document. For information purposes only; not investment advice.